LAW 8017

Securities Regulation (Law & Business)

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Course Description

The course will examine the federal statutes and regulations relating to the sale of securities and the duties of issuers, underwriters, brokers, dealers, officers, directors, and other market participants. Topics will include the regulation of public and private offerings, trading markets, accounting standards, the lawyer's role in verifying financial information, and the use of finance theory in securities litigation.


  • To Announced

     Rating

     Difficulty

     GPA

     Sections

    Last Taught

    Fall 2025

  • Paul Mahoney

     Rating

     Difficulty

     GPA

    3.54

     Sections

    Last Taught

    Spring 2024

  • Quinn Curtis

     Rating

     Difficulty

     GPA

    3.53

     Sections

    Last Taught

    Fall 2021

  • Edmund Kitch

     Rating

     Difficulty

     GPA

     Sections

    Last Taught

    Spring 2019